Compliance
3 min
EquiDeFi provides built-in support for automated compliance workflows, enabling seamless KYC/AML and Accreditation verification for all signers involved in an investment. Our system is designed to reduce friction, increase transparency, and ensure regulatory readiness across all investor interactions.
🔍 KYC/AML Checks
EquiDeFi integrates with identity verification and compliance screening providers to manage Know Your Customer (KYC) and Anti-Money Laundering (AML) processes for each signer.
Key Benefits:
- Automated identity verification and document analysis
- Status tracking for each signer — including investors, joint account holders, and entity representatives
- Real-time webhook notifications for approval, rejection, or escalation
- Database checks against name, Social Security Number (SSN), or Tax Identification Number (TIN) — including international formats where applicable
- Screening for Politically Exposed Persons (PEPs) and adverse media reports
- OFAC watchlist matching to ensure compliance with U.S. investment restrictions
- Fully auditable and timestamped verification results accessible via the API
📄 Accreditation Document Review
For offerings that require accredited investors, EquiDeFi provides configurable workflows for collecting and reviewing accreditation documents. These include:
- Self-attestation questionnaires
- Third-party verification letters
- Income and asset document uploads
Features Include:
- Full document upload and status tracking workflows
- Support for multi-signer investment structures
- Webhook events to notify your system when accreditation materials are uploaded, approved, or rejected
- Secure storage of documents with audit history and re-verification logic